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CFP

Stephen Iaconis

LPL Financial LLC
25 Years of Experience
Birmingham, AL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Stephen Iaconis is a CFP-designated registered investment advisor at LPL Financial LLC, based in Birmingham, AL, with 25 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

246 Inverness Center Drive, Birmingham, AL, 35242

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Stephen distributes life, disability, long-term care, and fixed annuities through First Protective, Dixon Wells, and Crump, dedicating minimal time to each. He also works with Guardian/Ashford Advisors and The Ohlson Group Insurance Agency, and operates Financial Advice and Consulting, LLC as a DBA for his LPL business, spending full-time hours on it.

Employment History
Current Registrations
LPL Financial LLC
August 2021 - Present · 5 yrs 2 mos
LPL Financial LLCBroker
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
Level Four Advisory Services
January 2016 - August 2021 · 5 yrs 7 mos
Bridgeworth, LLC
August 2012 - January 2016 · 3 yrs 5 mos
Lincoln Financial Advisors Corporation
March 2002 - August 2012 · 10 yrs 5 mos
Lincoln Financial Advisors CorporationBroker
September 2001 - August 2012 · 10 yrs 11 mos
The Lincoln National Life Insurance CompanyBroker
September 2001 - April 2006 · 4 yrs 7 mos
State Registrations15 states
ALCOFLGAKYLAMAMONYOHPAPRSDTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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