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Abel Araujo

24 Years of Experience
Fort Lauderdale, FL
2 DisclosuresBroker

Abel Araujo is a registered investment advisor at Wells Fargo Advisors, based in Fort Lauderdale, FL, with 24 years of industry experience. Abel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Fort Lauderdale, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2013
Denied
Customer Dispute
September 2008
Settled
Other Business Activities

Abel owns rental property via Airbnb, dedicating a few hours per week. He also has partial ownership in Eagle N Exile (a bar) and Florida Fadez Barbershop Inc, spending a few hours per week on each.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
May 2020 - Present · 6 yrs 5 mos
Wells Fargo Clearing Services, LLC
May 2020 - Present · 6 yrs 5 mos
Wells Fargo Advisors
May 2020 - Present · 6 yrs 5 mos
Previous Registrations
Morgan Stanley
May 2013 - May 2020 · 7 yrs
Morgan StanleyBroker
May 2013 - May 2020 · 7 yrs
Wells Fargo Advisors, LLCBroker
February 2007 - May 2013 · 6 yrs 3 mos
Wells Fargo Advisors, LLC
February 2007 - May 2013 · 6 yrs 3 mos
Atlas Securities, LLCBroker
January 2003 - February 2007 · 4 yrs 1 mo
Waddell & Reed, INC.
December 2001 - January 2003 · 1 yr 1 mo
Waddell & Reed, INC.Broker
November 2001 - January 2003 · 1 yr 2 mos
State Registrations15 states
AZCAFLILKYMONCNENMNVOKORPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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