Yongkwan Kim is a CFA-designated registered investment advisor, based in Los Angeles, CA, with 22 years of industry experience.
Location
1999 Avenue of the Stars, Suite 3200, Los Angeles, CA, 90067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Hightower Securities, LLC
December 2024 - Present · 1 yr 7 mos
Hightower Securities, LLCBroker
December 2024 - Present · 1 yr 7 mos
Hightower Advisors, LLC
July 2024 - Present · 2 yrs
Previous Registrations
Kayne Anderson Rudnick Investment Management, LLC
December 2014 - September 2022 · 7 yrs 9 mos
Vp Distributors LLCBroker
December 2014 - September 2022 · 7 yrs 9 mos
Assetmark Brokerage, LLCBroker
August 2014 - September 2014 · 1 mo
Capital Brokerage CorporationBroker
May 2011 - August 2014 · 3 yrs 3 mos
Multi-Financial Securities CorporationBroker
November 2004 - May 2011 · 6 yrs 6 mos
Primevest Financial Services, INC.Broker
November 2004 - May 2011 · 6 yrs 6 mos
Ing Financial Partners, INC.Broker
November 2004 - August 2010 · 5 yrs 9 mos
Financial Network Investment CorporationBroker
January 2002 - May 2011 · 9 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.