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Robert Ransdell

24 Years of Experience
Little Rock, AR
1 DisclosureBroker

Robert Ransdell is a registered investment advisor at Stephens, based in Little Rock, AR, with 24 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Estate Planning, and 4 more. Their firm serves 21,991 clients with $18B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
243 advisors
Number of Clients
21,991 clients
Average Client Portfolio
$821K average
Assets Under Management
$18.0B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum annual fee rate is 2% for Stephens Allocation Strategies and Stephens Managed Assets Program, and up to 2.5% for other pre-paid wrap fee accounts. Fees are negotiable based on account size, type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

111 Center Street, Little Rock, AR, 72201-3507

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Denied
Employment History
Current Registrations
Stephens
March 2018 - Present · 8 yrs 7 mos
StephensBroker
March 2018 - Present · 8 yrs 7 mos
Previous Registrations
Investment Professionals, INC.
September 2004 - March 2018 · 13 yrs 6 mos
Investment Professionals, INC.Broker
September 2004 - March 2018 · 13 yrs 6 mos
Morgan Stanley
May 2002 - September 2004 · 2 yrs 4 mos
Morgan Stanley Dw INC.Broker
November 2001 - September 2004 · 2 yrs 10 mos
State Registrations38 states
ALARAZCACOCTDCDEFLGAIDILINKSLAMAMDMEMIMNMOMSNCNENJNYOHOKORPAPRRITNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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