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Robert Ransdell

24 Years of Experience
Little Rock, AR
1 DisclosureBroker

Robert Ransdell is a registered investment advisor at Stephens, based in Little Rock, AR, with 24 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
251 advisors
Number of Clients
21,784 clients
Average Client Portfolio
$755K average
Assets Under Management
$16.4B

Fee Structure

Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.

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Location

111 Center Street, Little Rock, AR, 72201-3507

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Denied
Employment History
Current Registrations
Stephens
March 2018 - Present · 8 yrs 4 mos
StephensBroker
March 2018 - Present · 8 yrs 4 mos
Previous Registrations
Investment Professionals, INC.
September 2004 - March 2018 · 13 yrs 6 mos
Investment Professionals, INC.Broker
September 2004 - March 2018 · 13 yrs 6 mos
Morgan Stanley
May 2002 - September 2004 · 2 yrs 4 mos
Morgan Stanley Dw INC.Broker
November 2001 - September 2004 · 2 yrs 10 mos
State Registrations38 states
ALARAZCACOCTDCDEFLGAIDILINKSLAMAMDMEMIMNMOMSNCNENJNYOHOKORPAPRRITNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Ransdell - Financial Advisor | TrueAdvisor