MU
MU
Marcos Ubinas
22 Years of Experience
Fort Lauderdale, FL
1 DisclosureBroker
Marcos Ubinas is a registered investment advisor at Cetera Investment Advisers LLC, based in Fort Lauderdale, FL, with 22 years of industry experience. Marcos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
100 SE 3rd Avenue, Fort Lauderdale, FL, 33394
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2015Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2021 - Present · 5 yrs 1 mo
Cetera Investment Services LLCBroker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Prudential Financial Planning Services
November 2020 - June 2021 · 7 mos
Pruco Securities, LLC.Broker
October 2020 - June 2021 · 8 mos
Hsbc Securities (USA) INC.
October 2016 - June 2020 · 3 yrs 8 mos
Hsbc Securities (USA) INC.Broker
October 2016 - June 2020 · 3 yrs 8 mos
J.P. Morgan Securities LLCBroker
October 2012 - October 2016 · 4 yrs
J.P. Morgan Securities LLC
October 2012 - October 2016 · 4 yrs
Chase Investment Services CORP.
August 2009 - October 2012 · 3 yrs 2 mos
Chase Investment Services CORP.Broker
August 2009 - October 2012 · 3 yrs 2 mos
Ameriprise Financial Services, INC.
January 2006 - August 2009 · 3 yrs 7 mos
Ameriprise Financial Services, INC.Broker
January 2006 - August 2009 · 3 yrs 7 mos
Morgan Stanley
May 2003 - August 2005 · 2 yrs 3 mos
Morgan Stanley Dw INC.Broker
April 2003 - August 2005 · 2 yrs 4 mos
State Registrations2 states
ALFL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.