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Sheeza Rashid

Cetera Investment Advisers LLC
10 Years of Experience
Fort Lauderdale, FL
1 DisclosureBroker
View SEC Summary
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Sheeza Rashid is a registered investment advisor at Cetera Investment Advisers LLC, based in Fort Lauderdale, FL, with 10 years of industry experience. Sheeza is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

2660 East Commercial Blvd, Fort Lauderdale, FL, 33308

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History

Regulatory History (1)
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Customer Dispute
June 2022
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2019 - Present · 7 yrs 2 mos
Cetera Investment Services LLCBroker
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
Tradestation Securities, INC.Broker
October 2018 - June 2019 · 8 mos
Ameriprise Financial Services, INC.
October 2017 - October 2018 · 1 yr
Ameriprise Financial Services, INC.Broker
October 2017 - October 2018 · 1 yr
First Command Advisory Services
December 2016 - October 2017 · 10 mos
First Command Financial Planning, INC.Broker
November 2016 - October 2017 · 11 mos
LPL Financial LLC
April 2016 - November 2016 · 7 mos
LPL Financial LLCBroker
December 2015 - November 2016 · 11 mos
State Registrations9 states
ALCOFLGAILNJNVSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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