KC
KC
Katherine Cathcart
32 Years of Experience
Fort Lauderdale, FL
1 DisclosureBroker
Katherine Cathcart is a registered investment advisor at Cetera Investment Advisers LLC, based in Fort Lauderdale, FL, with 32 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Fort Lauderdale, FL
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2003Denied
Other Business Activities
Katherine is the Membership Committee Co-Chair for Women in ETF, an organization supporting women in the ETF and finance industry, since 2021. She dedicates minimal time to attending networking events and reviewing membership profiles.
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
July 2022 - Present · 4 yrs
Cetera Financial Specialists LLCBroker
July 2022 - Present · 4 yrs
Cetera Advisors LLCBroker
July 2022 - Present · 4 yrs
Cetera Investment Services LLCBroker
July 2022 - Present · 4 yrs
Cetera Wealth Services, LLC
July 2022 - Present · 4 yrs
Cetera Financial Specialists LLC
July 2022 - Present · 4 yrs
Cetera Advisors LLC
July 2022 - Present · 4 yrs
Cetera Investment Services LLC
July 2022 - Present · 4 yrs
Previous Registrations
Cetera Advisor Networks LLC
July 2022 - June 2023 · 11 mos
First Allied Securities, INC.Broker
July 2022 - September 2022 · 2 mos
Foreside Fund Services, LLCBroker
January 2022 - June 2022 · 5 mos
Hilton Capital Management, LLC
July 2019 - July 2022 · 3 yrs
Hilton Capital Management, LLC
September 2018 - December 2018 · 3 mos
Rafferty Capital Markets, LLCBroker
June 2018 - January 2022 · 3 yrs 7 mos
Logan Capital Management, INC.
December 2017 - July 2018 · 7 mos
Quasar Distributors, LLCBroker
August 2017 - June 2018 · 10 mos
Managed Account Services, LLCBroker
May 2010 - August 2017 · 7 yrs 3 mos
Jesup & Lamont Securities CORPBroker
March 2006 - May 2010 · 4 yrs 2 mos
Independent Portfolio Consultants, INC.
November 2002 - August 2017 · 14 yrs 9 mos
Advest, INC.Broker
April 2002 - March 2006 · 3 yrs 11 mos
Gruntal & CO., L.L.C.Broker
April 1999 - May 2002 · 3 yrs 1 mo
A. F. Best Securities, INC.Broker
December 1993 - April 1999 · 5 yrs 4 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.