RG
RG
Robert Guiterman
24 Years of Experience
Tampa, FL
2 DisclosuresSells Insurance
Robert Guiterman is a registered investment advisor at Sealex Advisory, LLC, based in Tampa, FL, with 24 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 13 clients with $5.8M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
13 clients
Average Client Portfolio
$446K average
Assets Under Management
$5.8M
Fee Structure
Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $250K | 1.15% |
| $250K - $500K | 1.10% |
| $500K - $1.5M | 1.00% |
| $1.5M+ | 0.90% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Tampa, FL
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016Denied
Customer Dispute
November 2012Denied
Other Business ActivitiesSells Insurance
Robert is licensed to sell insurance.
Employment History
Current Registrations
Sealex Advisory, LLC
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, LLC
October 2016 - April 2023 · 6 yrs 6 mos
Ameriprise Financial Services, LLCBroker
October 2016 - April 2023 · 6 yrs 6 mos
Fsc Securities CorporationBroker
May 2015 - October 2016 · 1 yr 5 mos
Fsc Securities Corporation
May 2015 - October 2016 · 1 yr 5 mos
Metlife Securities INC.
June 2008 - May 2015 · 6 yrs 11 mos
Metlife Securities INC.Broker
May 2008 - May 2015 · 7 yrs
Cambridge Investment Research Advisors, INC.
February 2008 - May 2008 · 3 mos
Cambridge Investment Research, INC.Broker
November 2007 - May 2008 · 6 mos
Northwestern Mutual Investment Services, LLCBroker
February 2002 - October 2007 · 5 yrs 8 mos
State Registrations2 states
CTFL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.