TrueAdvisor
TrueAdvisor
JK
JK

James Koester

Brookstone Capital Management LLC
24 Years of Experience
Concord, NC
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

James Koester is a registered investment advisor at Brookstone Capital Management LLC, based in Concord, NC, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 54,845 clients with $13B in assets under management.

Brookstone Capital Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
335 advisors
Number of Clients
54,845 clients
Average Client Portfolio
$232K average
Assets Under Management
$12.8B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Total annual fee can be up to 2.50%, consisting of up to 0.95% for Brookstone Capital Management and up to 1.55% for the individual advisor. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Concord, NC

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2023
Final
Financial
May 2021
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James is a financial professional at JD Mellberg Financial, selling annuities and life insurance since September 2021. This activity takes nearly full-time hours, involving client meetings to review financial situations and recommend suitable investment products for retirees or those planning for retirement.

Employment History
Current Registrations
Brookstone Capital Management LLC
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Secure Asset Management, L.L.C.
November 2016 - October 2022 · 5 yrs 11 mos
Capital Financial Services, INC.Broker
November 2016 - September 2018 · 1 yr 10 mos
Concorde Asset Management, LLC
October 2012 - November 2016 · 4 yrs 1 mo
Concorde Investment Services, LLCBroker
August 2012 - November 2016 · 4 yrs 3 mos
Sicor Securities INCBroker
November 2009 - August 2012 · 2 yrs 9 mos
Signator Investors, INC.Broker
August 2005 - November 2009 · 4 yrs 3 mos
Abn Amro Financial Services, INC.Broker
January 2003 - August 2005 · 2 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
October 2001 - January 2003 · 1 yr 3 mos
Robert W. Baird & CO. IncorporatedBroker
October 2001 - January 2002 · 3 mos
State Registrations4 states
MINCSCVA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Concord, NC →All financial advisors in North Carolina →