CA
CA
Carlos Araguas
24 Years of Experience
Lake Oswego, OR
3 DisclosuresBroker
Carlos Araguas is a registered investment advisor at Morgan Stanley, based in Lake Oswego, OR, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4800 Meadows Road, Suite 400, Lake Oswego, OR, 97035
Get directionsHistory
Regulatory History (3)
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Customer Dispute
July 2016Denied
Customer Dispute
February 2016Denied
Customer Dispute
November 2010Denied
Other Business Activities
Carlos owns a business buying and selling watches since 2008, dedicating a few hours per week outside of business hours. He also buys and sells fine art since 2016, dedicating minimal time to this activity.
Employment History
Current Registrations
Morgan Stanley
October 2020 - Present · 5 yrs 9 mos
Morgan StanleyBroker
October 2020 - Present · 5 yrs 9 mos
Previous Registrations
Morgan Stanley
October 2020 - October 2020 · 0 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - October 2020 · 9 yrs 9 mos
Wells Fargo Clearing Services, LLC
January 2011 - October 2020 · 9 yrs 9 mos
Wells Fargo Investments, LLC
January 2010 - January 2011 · 1 yr
Wells Fargo Investments, LLCBroker
March 2008 - January 2011 · 2 yrs 10 mos
Paulson Investment Company, INC.Broker
April 2002 - March 2008 · 5 yrs 11 mos
Phillips & Company Securities INC.Broker
September 2001 - May 2002 · 8 mos
State Registrations51 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.