Samuel Allen
Samuel Allen is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Milford, NJ, with 24 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Milford, NJ
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2025Regulatory
July 2019Employment Separation After Allegations
March 2017Customer Dispute
February 2009Other Business Activities
Samuel is a teacher at Fairfield Public Schools since 2015, spending a few hours per week. He also serves as Branch President/Inactive Trustee for the Holland Society of New York, dedicating minimal time per month, and is an advisory representative of a RIA, CIRA, spending full-time hours and about 10-20% of his time trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cruice Financial Organization or Cruice Financial Planning
Cruice Financial Organization or Cruice Financial Planning
Westport Resources Management INC
Westport Resources Investment Services, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
UBS Financial Services INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.