Hope Glashen is a CFP-designated registered investment advisor, based in Charlotte, NC, with 22 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Hope owns rental property in Fishkill, NY since 2015, collecting rent, paying bills, and coordinating maintenance. This activity requires minimal time and is investment-related.
Employment History
Current Registrations
Vanguard Marketing Corporation
December 2021 - Present · 4 yrs 7 mos
Vanguard Advisers, INC.
December 2021 - Present · 4 yrs 7 mos
Vanguard Marketing CorporationBroker
December 2021 - Present · 4 yrs 7 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
October 2014 - November 2021 · 7 yrs 1 mo
M&t Securities, INC.
August 2013 - May 2014 · 9 mos
M&t Securities, INC.Broker
April 2013 - May 2014 · 1 yr 1 mo
Metlife Securities INC.Broker
February 2010 - April 2013 · 3 yrs 2 mos
Nylife Securities LLCBroker
July 2009 - February 2010 · 7 mos
Chase Investment Services CORP.
March 2006 - March 2009 · 3 yrs
Chase Investment Services CORP.Broker
March 2004 - March 2009 · 5 yrs
Edward JonesBroker
January 2002 - July 2003 · 1 yr 6 mos
State Registrations4 states
FLNCSCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.