MN
CFP
MN
CFP

Michael Nothman

24 Years of Experience
Chicago, IL
Broker

Michael Nothman is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 24 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

10 South Wacker Drive, Suite 2960, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael has 80% ownership in Nothman Wealth Management LLC, a financial practice. He spends nearly full-time (173 hours per month) on this activity, with 100 hours dedicated to trading.

Employment History
Current Registrations
Wells Fargo Advisors
June 2023 - Present · 2 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2005 - June 2023 · 17 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
August 2005 - June 2023 · 17 yrs 10 mos
Planco Financial Services, INC.Broker
July 2004 - June 2005 · 11 mos
Metlife Investors Distribution CompanyBroker
April 2002 - July 2004 · 2 yrs 3 mos
Pacific Select Distributors, INC.Broker
January 2002 - April 2002 · 3 mos
State Registrations29 states
AZCACODCFLGAIAIDILINMAMEMINCNENJNVNYOHOKORPASCSDTNTXWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.