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Jody Wilson

Esi Financial Advisors
24 Years of Experience
Carbondale, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Jody Wilson is a registered investment advisor at Esi Financial Advisors, based in Carbondale, CO, with 24 years of industry experience. Jody is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 12,379 clients with $2.8B in assets under management.

Esi Financial Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
536 advisors
Number of Clients
12,379 clients
Average Client Portfolio
$224K average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.5M0.75%
$2.5M - $5.0M0.60%
$5.0M - $10.0M0.50%
$10M+0.35%

Rates reflect the primary schedule used in programs like American Funds and Schwab Retirement Advisor Services. Other programs have different maximum fees (AssetMark up to 1.50%, Saratoga up to 2.00%, SEI up to 1.75% plus 0.05% administrative fee). Actual fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1101 Village Road, Suite LL3D, Carbondale, CO, 81623

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 1980
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jody is an Investment Advisor Representative (IAR) with Summit Global Investments, owns investment property and is a 50% owner of 118 N. 22nd Court, LLC, both involved in real estate. Jody is also an insurance agent selling non-variable insurance since 2002.

Employment History
Current Registrations
Equity Services, INC.
October 2025 - Present · 1 yr
Equity Services, INC.Broker
October 2025 - Present · 1 yr
Summit Global Investments, LLC
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
December 2023 - November 2025 · 1 yr 11 mos
Transamerica Financial Advisors, INC.
January 2012 - September 2023 · 11 yrs 8 mos
Transamerica Financial Advisors, INCBroker
January 2012 - September 2023 · 11 yrs 8 mos
Investment Advisors International, INC.
October 2008 - January 2012 · 3 yrs 3 mos
World Group Securities, INC.Broker
April 2002 - January 2012 · 9 yrs 9 mos
Wma Securities, INC.Broker
February 2002 - April 2002 · 2 mos
State Registrations6 states
AZCOHIMNNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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