James Pearson
James Pearson is a registered investment advisor at Financial Strategies Wealth Management LLC, based in Fairhope, AL, with 26 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 37 clients with $24M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.50% |
| $3.0M - $10.0M | 1.40% |
| $10M+ | 1.30% |
Fees are charged in arrears on a quarterly basis. FSWM has the sole discretion to negotiate fees that are lower than the standard fee shown or to waive fees.
Fee Estimator
Location
Fairhope, AL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent licensed insurance agent operating as James Robert Pearson. This investment-related activity consumes about 10-20% of his time.
Employment History
Current Registrations
Financial Strategies Wealth Management LLC
Previous Registrations
L&l Financial Services, LLP
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.