Daniel Smith
Daniel Smith is a registered investment advisor at UBS Financial Services INC., based in Paramus, NJ, with 24 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
61 South Paramus Road, Mack Center Iv, Paramus, NJ, 07652
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2010Customer Dispute
March 2007Other Business Activities
Daniel is involved with FTBO, Inc., an organization providing assistance to local families for education and health expenses. He is involved in fundraising and grant recipient reviews.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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