Robert Voorhees
Robert Voorhees is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Newport Beach, CA, with 23 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
520 Newport Center Drive, Suite 1500, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2023Customer Dispute
January 2009Customer Dispute
September 2008Other Business Activities
Robert is a board member at Cantara, an audio-video and smart home technology company, since 2007. He dedicates minimal time to this role, focusing on oversight, accountability, strategic vision, and planning.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Edward JonesBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.