Alan Green is a registered investment advisor at LPL Financial LLC, based in New York, NY, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
275 W 39th St, 4th Floor, New York, NY, 10018
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Regulatory History (1)
Customer Dispute
November 2009Other Business Activities
Alan is involved in several business activities, including operating his LPL business through Quint Miller & Company, tax preparation/accounting through Worth Our Wisdom, and providing tax and accounting services through Alan Green, CPA. He also has a business entity for tax/investment purposes called MSR Partners, but dedicates no time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Petersen Investments, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.