Alan Green is a registered investment advisor at LPL Financial LLC, based in New York, NY, with 24 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
275 W 39th St, 4th Floor, New York, NY, 10018
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Regulatory History (1)
Customer Dispute
November 2009Other Business Activities
Alan is involved in several business activities, including operating his LPL business through Quint Miller & Company, tax preparation/accounting through Worth Our Wisdom, and providing tax and accounting services through Alan Green, CPA. He also has a business entity for tax/investment purposes called MSR Partners, but dedicates no time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Petersen Investments, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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