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Stephen Wolff

LPL Financial LLC
24 Years of Experience
Canonsburg, PA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Stephen Wolff is a registered investment advisor at LPL Financial LLC, based in Canonsburg, PA, with 24 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2400 Ansys Drive Ste 400, Canonsburg, PA, 15317

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Stephen operates under Affinity Wealth Management Group and Gladstone Wealth Partners, both DBAs for his LPL business, dedicating full-time hours to each. He also engages in non-variable insurance activities, spending a few hours per week, and manages SAE Wealth Management LLC for tax/investment purposes, requiring minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2023 - Present · 3 yrs 2 mos
LPL Financial LLC
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Citizens Securities, INC.Broker
November 2013 - August 2023 · 9 yrs 9 mos
Citizens Securities, INC.
November 2013 - August 2023 · 9 yrs 9 mos
PNC Investments
May 2006 - November 2013 · 7 yrs 6 mos
PNC InvestmentsBroker
September 2005 - November 2013 · 8 yrs 2 mos
New England SecuritiesBroker
September 2002 - July 2005 · 2 yrs 10 mos
First Investors CorporationBroker
March 2002 - August 2002 · 5 mos
State Registrations7 states
CAFLMDNYOHPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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