Nicolas Montgomery is a registered investment advisor at Park Walk Investments LLC, based in Austin, TX, with 23 years of industry experience. Nicolas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Qualified clients will pay up to an annual fee of 2.00% of assets under management along with a 20.00% performance fee based on capital appreciation.
Fee Estimator
Location
1250 S. Capital of Texas Hwy., Bldg. 3, Suite 400, Austin, TX, 78746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicolas is a director at Park Walk Europe LLP, an FSA registered affiliated broker/dealer, dedicating about half of his time to sales, trading, and build-out. He also holds various ownership and director positions in several investment-related entities, including Park Walk LTD, Mont Gomeric LLC, Park Walk LLC, Park Walk Investments LLC, SW10 Credit Opportunities LLC, and Park Walk Credit Parthers LLC, spending minimal time on Park Walk Investments LLC and Park Walk Credit Parthers LLC.
Employment History
Current Registrations
Park Walk Investments LLC
Park Walk Capital Markets, LLCBroker
Previous Registrations
Park Walk Investments LLC
Park Walk Investments LLC
Seaport Global Securities LLCBroker
Casey Securities, LLCBroker
Casey Professional Services, LLCBroker
State Registrations11 states
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