EC
EC

Ernesto Cordovez

22 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
25 advisors
Number of Clients
719 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1.0M - $5.0M1.00%
$5.0M - $20.0M0.75%
$20.0M - $50.0M0.60%
$50M+0.50%

All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$2,000
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Location

1450 Brickell Avenue, Suite 2900, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Boreal Capital Management LLC
November 2019 - Present · 6 yrs 3 mos
Boreal Capital Securities LLCBroker
January 2019 - Present · 7 yrs 1 mo
Previous Registrations
Safra Securities LLCBroker
November 2014 - June 2018 · 3 yrs 7 mos
Hsbc Securities (USA) INC.Broker
January 2005 - October 2014 · 9 yrs 9 mos
Hsbc Brokerage (USA) INC.Broker
May 2002 - January 2005 · 2 yrs 8 mos
State Registrations1 state
FL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.