Carlton Forrester is a registered investment advisor at Stephens, based in Atlanta, GA, with 17 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.
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Fee Structure
Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.
Location
3344 Peachtree Road, Atlanta, GA, 30326
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
StephensBroker
Stephens
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Edge Advisors, LLC
Edge Corporate Finance, LLCBroker
Hmc Investments, INC.Broker
Credit Suisse First Boston
Credit Suisse First Boston LLCBroker
Register & Akers Investments, INC.Broker
State Registrations52 states
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