TrueAdvisor
TrueAdvisor
RD
RD

Rodney Derbigny

LPL Financial LLC
24 Years of Experience
Richmond, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Rodney Derbigny is a registered investment advisor at LPL Financial LLC, based in Richmond, TX, with 24 years of industry experience. Rodney is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Richmond, TX

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 1995
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Rodney is the owner and agent of The Derbigny Group, Inc., an insurance agency offering a wide range of personal and commercial insurance products, taking about half of his time. He is also an owner and registered representative with the same firm, conducting investment-related activities, which takes nearly full-time.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Next Financial Group, INC.
February 2012 - July 2025 · 13 yrs 5 mos
Next Financial Group, INC.Broker
February 2012 - July 2025 · 13 yrs 5 mos
Kovack Advisors, INC.
January 2009 - December 2011 · 2 yrs 11 mos
Kovack Securities INC.Broker
January 2009 - December 2011 · 2 yrs 11 mos
Planmember Securities Corporation
March 2008 - December 2008 · 9 mos
Planmember Securities CorporationBroker
February 2007 - December 2008 · 1 yr 10 mos
Aig Financial Advisors, INC.Broker
October 2005 - February 2007 · 1 yr 4 mos
Sunamerica Securities, INC.Broker
January 2005 - October 2005 · 9 mos
Farmers Financial Solutions, LLCBroker
September 2002 - January 2005 · 2 yrs 4 mos
Pruco Securities CorporationBroker
April 2002 - April 2002 · 0 mos
State Registrations15 states
CACODCFLGAHIMAMDMINJOKORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Richmond, TX →All financial advisors in Texas →