BA
CFP
BA
CFP

Bradley Araki

23 Years of Experience
Honolulu, HI
BrokerSells Insurance

Bradley Araki is a CFP-designated registered investment advisor at LPL Financial LLC, based in Honolulu, HI, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1299 S Beretania St Ste 220, Honolulu, HI, 96814

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bradley is associated with Tsukazaki & Associates LLC for tax/investment purposes, and TAO Investments Hawaii as a DBA for his LPL business. He also engages in real estate rental and works part-time at Navy-Marine Golf Course, dedicating minimal time to each. Additionally, Bradley is an agent for Gallagher Life & Annuity Brokerage, focusing on non-variable insurance.

Employment History
Current Registrations
LPL Financial LLC
October 2020 - Present · 5 yrs 9 mos
LPL Financial LLCBroker
October 2020 - Present · 5 yrs 9 mos
Previous Registrations
Commonwealth Financial Network
February 2014 - October 2020 · 6 yrs 8 mos
Commonwealth Financial NetworkBroker
May 2007 - October 2020 · 13 yrs 5 mos
New England Securities Corporation
April 2005 - May 2007 · 2 yrs 1 mo
New England SecuritiesBroker
June 2002 - May 2007 · 4 yrs 11 mos
State Registrations7 states
CAHIMDNJNYORVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.