DD
DD

Douglas Dickinson

19 Years of Experience
Milwaukee, WI
Broker

Douglas Dickinson is a registered investment advisor at Morgan Stanley, based in Milwaukee, WI, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

411 East Wisconsin Avenue, Suite 2200, Milwaukee, WI, 53202

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Douglas is a trustee for Dickinson Mineral Trust, managing mineral rights leases and income distribution. This activity requires minimal time and is not investment related.

Employment History
Current Registrations
Morgan Stanley
February 2016 - Present · 10 yrs 5 mos
Morgan StanleyBroker
January 2016 - Present · 10 yrs 6 mos
Previous Registrations
The Leaders Group, INC.Broker
January 2015 - December 2015 · 11 mos
Voya Financial Advisors, INC.Broker
January 2014 - December 2014 · 11 mos
Metlife Investors Distribution CompanyBroker
February 2012 - October 2013 · 1 yr 8 mos
The Leaders Group, INC.Broker
July 2011 - December 2011 · 5 mos
Northwestern Mutual Investment Services,llc
August 2006 - January 2008 · 1 yr 5 mos
Northwestern Mutual Investment Services, LLCBroker
August 2006 - January 2008 · 1 yr 5 mos
CUNA Brokerage Services, INC.Broker
November 2004 - March 2006 · 1 yr 4 mos
CUNA Brokerage Services, INC.
November 2004 - March 2006 · 1 yr 4 mos
Metlife Securities INC.
June 2004 - October 2004 · 4 mos
Metlife Securities INC.Broker
April 2002 - October 2004 · 2 yrs 6 mos
Metropolitan Life Insurance CompanyBroker
April 2002 - October 2004 · 2 yrs 6 mos
State Registrations14 states
CAFLGAILKYMAMNMTNCNVTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Dickinson - Financial Advisor | TrueAdvisor