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Rebecca Fisher
23 Years of Experience
Sarasota, FL
1 DisclosureBroker
Rebecca Fisher is a registered investment advisor at Cetera Investment Advisers LLC, based in Sarasota, FL, with 23 years of industry experience. Rebecca operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
3000 Bee Ridge Road, Sarasota, FL, 34239
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Regulatory History (1)
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Customer Dispute
September 2016Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2014 - Present · 12 yrs 3 mos
Cetera Investment Services LLC
February 2014 - Present · 12 yrs 3 mos
Cetera Investment Services LLCBroker
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
CUNA Brokerage Services, INC.
May 2012 - February 2014 · 1 yr 9 mos
CUNA Brokerage Services, INC.Broker
November 2007 - February 2014 · 6 yrs 3 mos
Sws Financial ServicesBroker
September 2004 - July 2007 · 2 yrs 10 mos
CUNA Brokerage Services, INC.Broker
June 2002 - September 2004 · 2 yrs 3 mos
State Registrations19 states
CTFLGAILINKSKYMAMDMTNCNDNYOHPASCTNVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.