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Robert Rosenberg

Cetera Investment Advisers LLC
22 Years of Experience
Sarasota, FL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Robert Rosenberg is a registered investment advisor at Cetera Investment Advisers LLC, based in Sarasota, FL, with 22 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

1219 S East Ave Ste C306, Sarasota, FL, 34239

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History

Regulatory History (1)
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Customer Dispute
September 2009
Withdrawn
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Other Business Activities

Robert owns Rosenberg Asset Management LLC, dedicating nearly full-time hours to it. He is also involved in various volunteer and alumni activities, including board positions, fundraising, and event planning, taking minimal time overall.

Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2023 - Present · 3 yrs 6 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
April 2013 - May 2021 · 8 yrs 1 mo
Summit Brokerage Services, INC.Broker
March 2013 - September 2019 · 6 yrs 6 mos
Waddell & Reed, INC.
December 2011 - March 2013 · 1 yr 3 mos
Waddell & Reed, INC.Broker
December 2011 - March 2013 · 1 yr 3 mos
Anderson & Strudwick, Incorporated
August 2010 - December 2011 · 1 yr 4 mos
Anderson & Strudwick, IncorporatedBroker
July 2010 - December 2011 · 1 yr 5 mos
Rosenberg Asset Management
February 2009 - December 2011 · 2 yrs 10 mos
Jesup & Lamont Securities CORP.
December 2008 - July 2010 · 1 yr 7 mos
Jesup & Lamont Securities CORPBroker
November 2008 - July 2010 · 1 yr 8 mos
Jesup & Lamont Securities CORPBroker
October 2008 - October 2008 · 0 mos
Empire Investment Advisors. INC
January 2007 - December 2008 · 1 yr 11 mos
Angelotti/rosenberg Asset Management
December 2006 - December 2008 · 2 yrs
Empire Financial Group, INC.Broker
November 2005 - December 2008 · 3 yrs 1 mo
Sterne Agee Financial Services, INC.Broker
August 2004 - November 2005 · 1 yr 3 mos
State Registrations34 states
ALAZCACOCTDCFLGAIDILINKYMAMDMEMIMNMOMSNCNHNJNYOHOKORPARISCTNTXVAWAWI
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Exams
No exam information available for this advisor.
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