KF
KF
Kevin Farrow
20 Years of Experience
Sarasota, FL
5 DisclosuresBroker
Kevin Farrow is a registered investment advisor at Cetera Investment Advisers LLC, based in Sarasota, FL, with 20 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
4041 Cattleman Rd, Sarasota, FL, 34233
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2016Settled
Customer Dispute
March 2016Settled
Customer Dispute
September 2015Settled
Employment Separation After Allegations
July 2015Customer Dispute
June 2015Settled
Other Business Activities
Kevin is the 100% owner of Bruin Equity Holdings, which is involved in the purchase and sale of real estate. He spends minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2025 - Present · 1 yr 1 mo
Cetera Investment Services LLCBroker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Aegis Capital CORP.
July 2023 - April 2025 · 1 yr 9 mos
Aegis Capital CORP.Broker
July 2023 - April 2025 · 1 yr 9 mos
LPL Financial LLC
May 2022 - April 2023 · 11 mos
LPL Financial LLCBroker
May 2022 - April 2023 · 11 mos
CUNA Brokerage Services, INC.
November 2018 - May 2022 · 3 yrs 6 mos
CUNA Brokerage Services, INC.Broker
November 2018 - May 2022 · 3 yrs 6 mos
Saxony Capital Management, LLC
January 2018 - November 2018 · 10 mos
Saxony Securities, INC.Broker
December 2017 - November 2018 · 11 mos
International Assets Investment Management, LLC
November 2015 - October 2017 · 1 yr 11 mos
International Assets Investment Management, LLC
November 2015 - December 2015 · 1 mo
International Assets Advisory, LLCBroker
September 2015 - October 2017 · 2 yrs 1 mo
Suntrust Investment Services, INC.
August 2011 - August 2015 · 4 yrs
Suntrust Investment Services, INC.Broker
July 2011 - August 2015 · 4 yrs 1 mo
Fifth Third Securities, INC.
December 2009 - June 2011 · 1 yr 6 mos
Fifth Third Securities, INC.Broker
December 2009 - June 2011 · 1 yr 6 mos
Wells Fargo Advisors, LLC
May 2007 - September 2009 · 2 yrs 4 mos
Wells Fargo Advisors, LLCBroker
February 2006 - September 2009 · 3 yrs 7 mos
Nylife Securities INC.Broker
November 2004 - September 2005 · 10 mos
State Registrations3 states
ALFLMA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.