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Lindsey Splendorio

Cws Financial Advisors LLC
23 Years of Experience
Kalamazoo, MI
View SEC Summary
View SEC Summary

Lindsey Splendorio is a CFP-designated registered investment advisor at Cws Financial Advisors LLC, based in Kalamazoo, MI, with 23 years of industry experience. Lindsey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 807 clients with $1.3B in assets under management.

Cws Financial Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
807 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$500K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

CWS Financial Advisors LLC charges a maximum advisory fee of 1.0%, which is negotiable. If a sub-adviser is utilized, a separate sub-adviser fee applies in addition to the advisory fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

405 West Michigan Avenue, Suite 110, Kalamazoo, MI, 49007

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cws Financial Advisors LLC
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
February 2014 - June 2018 · 4 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
February 2014 - June 2018 · 4 yrs 4 mos
Wells Fargo Advisors, LLCBroker
January 2008 - February 2014 · 6 yrs 1 mo
Wells Fargo Advisors, LLC
January 2008 - February 2014 · 6 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
December 2007 - January 2008 · 1 mo
A. G. Edwards & Sons, INC.
November 2007 - January 2008 · 2 mos
UBS Financial Services INC.Broker
October 2003 - August 2006 · 2 yrs 10 mos
UBS Financial Services INC.
October 2003 - August 2006 · 2 yrs 10 mos
Goldman, Sachs & CO.Broker
June 2002 - October 2003 · 1 yr 4 mos
State Registrations1 state
MI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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