Dawn Lewis is a registered investment advisor, based in Seattle, WA, with 19 years of industry experience. Dawn is also registered as a broker, so some compensation may come from commissions on products sold.
Location
401 Union Street, 18th Floor, Seattle, WA, 98101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dawn is the author, owner, and operator of the online children's website "Trevor the Tree." This non-investment related activity takes about 10-20% of Dawn's time.
Employment History
Current Registrations
Russell Investments Financial Services, LLCBroker
Russell Investments
Russell Investments Financial Services, LLC
Previous Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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