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Ricardo Bembibre

23 Years of Experience
Miami, FL
1 DisclosureBroker

Ricardo Bembibre is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Denied
Employment History
Current Registrations
Morgan StanleyBroker
May 2017 - Present · 9 yrs
Morgan Stanley
May 2017 - Present · 9 yrs
Previous Registrations
Citigroup Global Markets INC.Broker
May 2007 - May 2017 · 10 yrs
Citigroup Global Markets INC.
May 2007 - May 2017 · 10 yrs
Citicorp Investment Services
October 2006 - May 2007 · 7 mos
Citicorp Investment ServicesBroker
February 2006 - May 2007 · 1 yr 3 mos
Citicorp Financial Services CorporationBroker
May 2002 - February 2006 · 3 yrs 9 mos
State Registrations19 states
CADEFLGAILMNNCNJNYPAPRSDTNTXUTVAVirgin IslandsWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ricardo Bembibre - Financial Advisor | TrueAdvisor