William Pelt
William Pelt is a registered investment advisor at A.G.P / Alliance Global Partners, based in Holmdel, NJ, with 53 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
2137 Route 35, Suite 345, Holmdel, NJ, 07733
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
August 2023Other Business Activities
William is an arbitrator for FINRA since 1992, dedicating minimal time. He also serves on the board of managers for the Saint Nicholas Society of the City of New York, a genealogy society, dedicating minimal time.
Employment History
Current Registrations
A.G.P / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
Moors & Cabot Financial Advisors, LLCBroker
Moors & Cabot, INC.Broker
UBS Painewebber INC.
UBS Painewebber INC.Broker
J.C. Bradford & CO.Broker
Painewebber IncorporatedBroker
Smith Barney INC.Broker
Reynolds Securities, INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.