Charles Roberts
Charles Roberts is a CFP-designated registered investment advisor at Founders Financial Securities, LLC, based in Salem, NH, with 23 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 9,021 clients with $3.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
FFS offers several investment management programs. Fees are determined separately for each account and are negotiable, based on factors like assets under management, account structure, and services provided. Fees are generally a percentage of assets under management and can be charged quarterly or monthly, in advance or arrears.
Independence Advisory accounts typically do not exceed 2.50% annually. The Managed Portfolio Program has a fee of 1.65% annually. FCMS Private Wealth Solutions fees do not exceed 1.70% of the first $1,000,000 and 1.40% thereafter, annually. Nationwide Variable Annuity fees do not exceed 1.50% annually.
Some programs have minimum account balances and additional custodial fees that could result in an effective rate greater than the stated percentage.
Location
53 Stiles Road, Unit A103, Salem, NH, 03079
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2013Other Business ActivitiesSells Insurance
Charles is an insurance agent for DreamBridge Financial, selling fixed financial products. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Founders Financial Securities, LLC
Founders Financial Securities LLCBroker
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
New England Investment & Retirement Group, INC.
Commonwealth Financial NetworkBroker
Waddell & Reed, INC.
Commonwealth Financial Network
Waddell & Reed, INC.Broker
Citistreet Advisors LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.