PR
PR
Pablo Rivas
23 Years of Experience
Los Angeles, CA
1 DisclosureBroker
Pablo Rivas is a registered investment advisor at UBS Financial Services INC., based in Los Angeles, CA, with 23 years of industry experience. Pablo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
2000 Avenue of the Stars, 12th Floor South, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
August 2024Employment History
Current Registrations
UBS Financial Services INC.
September 2010 - Present · 16 yrs 1 mo
UBS Financial Services INC.Broker
September 2010 - Present · 16 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
July 2002 - January 2010 · 7 yrs 6 mos
UBS Financial Services INC.Broker
July 2002 - January 2010 · 7 yrs 6 mos
State Registrations15 states
CACOFLGAINMAMINVNYOHTNTXUTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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