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PR

Pablo Rivas

23 Years of Experience
Los Angeles, CA
1 DisclosureBroker

Pablo Rivas is a registered investment advisor at UBS Financial Services INC., based in Los Angeles, CA, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

2000 Avenue of the Stars, 12th Floor, Los Angeles, CA, 90067

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History

Regulatory History (1)
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Judgment / Lien
August 2024
Employment History
Current Registrations
UBS Financial Services INC.
September 2010 - Present · 15 yrs 8 mos
UBS Financial Services INC.Broker
September 2010 - Present · 15 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
July 2002 - January 2010 · 7 yrs 6 mos
UBS Financial Services INC.Broker
July 2002 - January 2010 · 7 yrs 6 mos
State Registrations15 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Pablo Rivas - Financial Advisor | TrueAdvisor