Senh Ly is a registered investment advisor at LPL Financial LLC, based in Sacramento, CA, with 21 years of industry experience. Senh is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1330 Florin Rd, Sacramento, CA, 95831
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Regulatory History (1)
Customer Dispute
October 2022Other Business Activities
Senh operates under the DBA Golden 1 Investment Services for his LPL business since 2007. He is also a real estate agent, dedicating about 10% of his time to showing clients properties and assisting in buying/selling, and owns six single-family rental residences in the Sacramento area.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Xcu Capital Corporation, INC.
Xcu Capital Corporation, INC.Broker
World Group Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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