Senh Ly is a registered investment advisor at LPL Financial LLC, based in Sacramento, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1330 Florin Rd, Sacramento, CA, 95831
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2022Other Business Activities
Senh operates under the DBA Golden 1 Investment Services for his LPL business since 2007. He is also a real estate agent, dedicating about 10% of his time to showing clients properties and assisting in buying/selling, and owns six single-family rental residences in the Sacramento area.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Xcu Capital Corporation, INC.
Xcu Capital Corporation, INC.Broker
World Group Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.