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Jim Mcelravy

Independent Financial Group, LLC
24 Years of Experience
Granite Bay, CA
6 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Jim Mcelravy is a registered investment advisor at Independent Financial Group, LLC, based in Granite Bay, CA, with 24 years of industry experience. Jim is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Granite Bay, CA

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2012
Settled
Customer Dispute
March 2009
Denied
Customer Dispute
January 2009
Award / Judgment
Customer Dispute
September 2008
Denied
Customer Dispute
February 2008
Denied
Customer Dispute
October 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jim is a California insurance agent offering various types of insurance since 2010, dedicating a few hours per week. He also holds an officer/director position at LID Ticker, focusing on entity creation and marketing development, which also takes a few hours per week.

Employment History
Current Registrations
Independent Financial Group, LLCBroker
July 2010 - Present · 16 yrs 3 mos
Independent Financial Group, LLC
July 2010 - Present · 16 yrs 3 mos
Previous Registrations
Chase Investment Services CORP.
May 2009 - July 2010 · 1 yr 2 mos
Chase Investment Services CORP.Broker
May 2009 - July 2010 · 1 yr 2 mos
Wamu Investments, INC.
June 2008 - May 2009 · 11 mos
Wamu Investments, INC.Broker
September 2002 - May 2009 · 6 yrs 8 mos
State Registrations6 states
AZCAFLOHORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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