David Laut
David Laut is a CFP-designated registered investment advisor at LPL Financial LLC, based in Granite Bay, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4180 Douglas Blvd Ste 200, Granite Bay, CA, 95746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David operates Abound Financial, LLC as a DBA for his LPL business and provides investment advisory services through WCG Wealth Advisors, LLC, dedicating full-time hours to these activities. He also sells non-variable insurance through Good Shephard Insurance Company, spending a few hours per week, and owns rental real estate, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
Abound Financial
LPL Financial LLCBroker
Previous Registrations
The Wealth Consulting Group
LPL Financial LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations19 states
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