JE
JE

Jaime Escobar

16 Years of Experience
Orlando, FL
Broker

Jaime Escobar is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Orlando, FL, with 16 years of industry experience. Jaime operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1209 Edgewater Dr, Ste 203, Orlando, FL, 32804

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2022 - Present · 3 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
February 2021 - June 2022 · 1 yr 4 mos
UBS Financial Services INC.Broker
November 2020 - June 2022 · 1 yr 7 mos
Northwestern Mutual Investment Services, LLCBroker
June 2014 - February 2020 · 5 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
October 2011 - September 2012 · 11 mos
Northwestern Mutual Investment Services, LLCBroker
January 2010 - August 2010 · 7 mos
Northwestern Mutual Investment Services, LLCBroker
November 2005 - August 2008 · 2 yrs 9 mos
Girard Securities, INC.Broker
April 2005 - April 2005 · 0 mos
Northwestern Mutual Investment Services, LLCBroker
May 2004 - February 2005 · 9 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.