Allan Harkness
Allan Harkness is a registered investment advisor at Peak Wealth Group LLC, based in St. Augustine, FL, with 23 years of industry experience. Allan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 130 clients with $37M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 2.50% |
| $500K - $1.0M | 2.50% |
| $1.0M - $2.5M | 2.50% |
| $2.5M - $5.0M | 2.50% |
| $5M+ | 2.50% |
Clients can select a tiered or linear fee structure. For a tiered structure, each level of assets is charged its own corresponding percentage rate. For the linear structure, the fees are decreased as a client's assets grow and breakpoints are met. Once a breakpoint has been met all of the assets back to dollar one are then charged at the new lower percentage rate.
Fee Estimator
Location
4475 Us Hwy 1 South, Suite 206, St. Augustine, FL, 32086
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Allan owns Highland Financial Advisors, LLC, which is also an insurance agency, and serves as its President, dedicating about 10-20% of his time to managerial duties. Allan is also a Director, Chairman, & CEO for Foundation For Legacy Planning, Inc, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Peak Wealth Group LLC
Previous Registrations
Quantum Capital, LLCBroker
Dempsey Lord Smith, LLCBroker
Peak Brokerage Services, LLCBroker
Cape Investment Advisory, INC.
Cape Securities INC.Broker
Peakportfolio
Ssn Advisory, INC.
Securities Service Network, INC.Broker
First Heartland Consultants, INC.
First Heartland Capital, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.