Mikus Mergups is a CFP-designated registered investment advisor at Advent Capital LLC, based in Roseville, CA, with 17 years of industry experience. Mikus operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 110 clients with $56M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.5M | 1.00% |
| $2.5M+ | 0.75% |
Fees are negotiable depending upon the needs of the client and complexity of the situation. Growth strategy is a flat fee of 1.25%.
Fee Estimator
Location
915 Highland Pointe, Suite 250, Roseville, CA, 95678
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mikus is a licensed Life/Health insurance agent in California since 2006, conducted outside of Advent Capital LLC. He dedicates minimal time to insurance-related activities, less than 1 hour per year.
Employment History
Current Registrations
Advent Capital LLC
Previous Registrations
U.S. Bancorp Investments, INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.