Ricardo Guerrero
Ricardo Guerrero is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in San Antonio, TX, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
17802 W Interstate 10, San Antonio, TX, 78257
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2008Other Business Activities
Ricardo owns rental property in Helotes, TX, dedicating minimal time to repairs and collecting income. He is also a limited partner in R3 Property Investments and part of RGuerrero Investment Properties, both real estate investment LLCs, spending minimal time on these activities.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
J. P. Morgan Securities INC.
Jpmorgan Securities INC
Banc One Securities CorporationBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
American Express Financial Advisors, INC.
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.