RG
CFA
RG
CFA
Richard Grodin is a CFA-designated registered investment advisor at Morgan Stanley, based in Aventura, FL, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20807 Biscayne Boulevard, 5th&6th Floor, Aventura, FL, 33180
Get directionsHistory
Regulatory History (1)
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Criminal
June 1997Final Disposition
Employment History
Current Registrations
Morgan Stanley
January 2017 - Present · 9 yrs 6 mos
Morgan StanleyBroker
January 2017 - Present · 9 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2015 - January 2017 · 1 yr 4 mos
Wells Fargo Clearing Services, LLCBroker
September 2015 - January 2017 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2005 - September 2015 · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2005 - September 2015 · 9 yrs 10 mos
State Registrations18 states
CACTDEFLGAMAMEMINCNJNYOHOKPRSCTXUTWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.