DP
DP
David Peterson is a registered investment advisor at Morgan Stanley, based in St. Paul, MN, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
380 Saint Peter Street, Suite 1000, St. Paul, MN, 55102
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2021Settled
Employment History
Current Registrations
Morgan Stanley
December 2012 - Present · 13 yrs 5 mos
Morgan StanleyBroker
December 2012 - Present · 13 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2002 - December 2012 · 10 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2002 - December 2012 · 10 yrs 4 mos
State Registrations33 states
AKAZCACOCTDEFLGAHIIAILINMAMDMIMNMONCNDNENJNMNVNYOHORSCSDTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.