AS
CFP
AS
CFP
Allen Short is a CFP-designated registered investment advisor at Morgan Stanley, based in St. Paul, MN, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
380 Saint Peter Street, Suite 1000, St. Paul, MN, 55102
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Regulatory History (1)
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Customer Dispute
April 2023Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2020 - Present · 5 yrs 11 mos
Morgan Stanley
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2013 - June 2020 · 6 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
August 2012 - June 2020 · 7 yrs 10 mos
Wells Fargo Advisors, LLC
August 2012 - December 2012 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2009 - August 2012 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2009 - August 2012 · 3 yrs 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - July 2009 · 1 mo
Citigroup Global Markets INC.Broker
March 2007 - June 2009 · 2 yrs 3 mos
State Registrations8 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.