Surya Metzler
Surya Metzler is a registered investment advisor at Newport Wealth Advisors, INC., based in Newport Beach, CA, with 23 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,124 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Newport Wealth Advisors charges a percentage of your portfolio's value each year for investment management. This fee is calculated quarterly, either in advance or after the quarter ends. The exact percentage depends on how aggressively your portfolio is managed and the amount you invest. Fees may be negotiable.
For accounts with a performance fee, the annual advisory fee ranges from 1.00% to 2.00%.
They also offer variable annuity asset allocation services with fees of 1.25% or 1.50% depending on the allocation strategy.
Location
4695 Macarthur Court, 11th Floor, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (10)
Customer Dispute
July 2025Customer Dispute
December 2023Customer Dispute
July 2022Customer Dispute
February 2015Customer Dispute
July 2012Customer Dispute
March 2011Customer Dispute
April 2009Customer Dispute
July 2006Employment Separation After Allegations
February 2006Customer Dispute
October 2005Other Business ActivitiesSells Insurance
Surya is involved with several outside business activities. These include serving as a guest speaker for The Society for Financial Awareness, working as an investment advisor/CFO for Newport Wealth Advisors (taking about half of his time), working as an independent insurance producer (dedicating a few hours per week), and acting as President and CEO of Double Peak Financial Inc. for tax purposes.
Employment History
Current Registrations
Newport Wealth Advisors, INC.
Centaurus Financial, INC.Broker
Previous Registrations
Newport Wealth Advisors, INC.
Olmsted Advisors, INC.
Olmsted Advisors, INC.
Olmsted Advisors, INC.
Capital Growth ResourcesBroker
Crowell, Weedon & CO.
Crowell, Weedon & CO.Broker
The Seidler Companies IncorporatedBroker
Seidler Investment Advisors Incorporated
Ameriprise Financial Services, INC.
Ids Life Insurance CompanyBroker
Ameriprise Financial Services, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.