BH
CFP
BH
CFP
Byron Hirata
45 Years of Experience
Whittier, CA
1 DisclosureBrokerSells Insurance
Byron Hirata is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Whittier, CA, with 45 years of industry experience. Byron is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10458 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
15141 E Whittier Blvd Ste 550, Whittier, CA, 90603
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2007Denied
Other Business ActivitiesSells Insurance
Byron is an insurance agent selling fixed insurance products with various companies since 2021. The time commitment varies, and this activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
July 1983 - Present · 43 yrs 3 mos
Previous Registrations
Quantum Econometrics, LLC
May 2013 - November 2023 · 10 yrs 6 mos
Cetera Advisor Networks LLC
July 1997 - June 2023 · 25 yrs 11 mos
University Securities CorporationBroker
June 1981 - July 1983 · 2 yrs 1 mo
State Registrations4 states
CACOHINV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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