SM
CFP
SM
CFP

Stephen Murdock

51 Years of Experience
Whittier, CA
Broker

Stephen Murdock is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Whittier, CA, with 51 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

15141 E Whittier Blvd Ste 550, Whittier, CA, 90603

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
July 1988 - Present · 37 yrs 10 mos
Cetera Wealth Services, LLCBroker
July 1988 - Present · 37 yrs 10 mos
Previous Registrations
Quantum Econometrics, LLC
April 2017 - November 2023 · 6 yrs 7 mos
Cetera Advisor Networks LLC
February 2002 - June 2023 · 21 yrs 4 mos
Linsco Financial Group, INC.Broker
October 1987 - July 1988 · 9 mos
Cooperative Financial Planners, LTD.Broker
June 1986 - October 1987 · 1 yr 4 mos
Financial Network Investment CorporationBroker
August 1983 - October 1987 · 4 yrs 2 mos
University Securities CorporationBroker
July 1979 - October 1983 · 4 yrs 3 mos
Travelers Equities Sales, INC.Broker
July 1974 - November 1985 · 11 yrs 4 mos
State Registrations14 states
AZCAFLIDILKSMONJNVNYORTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.