DM
CFP
DM
CFP

Dean Mioli

22 Years of Experience
West Chester, PA
Broker

Dean Mioli is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in West Chester, PA, with 22 years of industry experience. Dean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1209 West Chester Pike Ste 101, West Chester, PA, 19382

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Dean is an adjunct professor for the American College of Financial Services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2024 - Present · 1 yr 5 mos
Cetera Investment Services LLCBroker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
January 2024 - December 2024 · 11 mos
Cuso Financial Services, L.P.
January 2024 - December 2024 · 11 mos
Sei Investments Management CORP
June 2007 - November 2023 · 16 yrs 5 mos
Sei Investments Distribution CO.Broker
May 2007 - November 2023 · 16 yrs 6 mos
Cms Investment Resources, INC.Broker
September 2005 - June 2006 · 9 mos
Cms Fund Advisers, INC.
May 2004 - June 2006 · 2 yrs 1 mo
CPA Investment Solutions, LLC
September 2001 - October 2002 · 1 yr 1 mo
Comprehensive Investment Solutions INC
April 2001 - October 2002 · 1 yr 6 mos
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.