Shawn Wagner
Shawn Wagner is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in West Chester, PA, with 16 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1209 West Chester Pike, Ste 101, West Chester, PA, 19382
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Shawn is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This appears to be his primary employment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
Vanguard Advisers, INC.
Vanguard Marketing CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Clinton Smedley, CFPCetera Investment Advisers LLC
- Dean Mioli, CFPCetera Investment Advisers LLC
- Carter Lee, CFALenape Investments, LLC
- Shane Mccormick, CFPPrivate Advisor Group, LLC
- Thomas Vickers, ChFCPrivate Advisor Group, LLC
- Eric Fuhrman, CFPKey Financial, INC.