Thomas Domin is a CFP-designated registered investment advisor, based in Buffalo, NY, with 22 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
434 Delaware Avenue, Buffalo, NY, 14202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an agent for BGA Life Insurance Services, providing life insurance and long-term care solutions, dedicating a few hours per week. He also owns Domin Group LLC, where he provides financial advice, taking about half of Thomas's time, and is an independent contractor for Noble Wealth Partners, providing financial advice to clients, dedicating about 10-20% of his time.
Employment History
Current Registrations
Raymond James Financial Services, INC.
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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