TD
CFP
TD
CFP

Thomas Domin

22 Years of Experience
Buffalo, NY
BrokerSells Insurance

Thomas Domin is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Buffalo, NY, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

434 Delaware Avenue, Buffalo, NY, 14202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas is an agent for BGA Life Insurance Services, providing life insurance and long-term care solutions, dedicating a few hours per week. He also owns Domin Group LLC, where he provides financial advice, taking about half of Thomas's time, and is an independent contractor for Noble Wealth Partners, providing financial advice to clients, dedicating about 10-20% of his time.

Employment History
Current Registrations
Raymond James Financial Services, INC.
August 2021 - Present · 4 yrs 11 mos
Raymond James Financial Services Advisors, INC
August 2021 - Present · 4 yrs 11 mos
Raymond James Financial Services, INC.Broker
August 2021 - Present · 4 yrs 11 mos
Previous Registrations
Advice and Planning Services
October 2012 - July 2021 · 8 yrs 9 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
October 2012 - July 2021 · 8 yrs 9 mos
Hsbc Securities (USA) INC.
February 2009 - April 2012 · 3 yrs 2 mos
Hsbc Securities (USA) INC.Broker
January 2005 - April 2012 · 7 yrs 3 mos
Hsbc Brokerage (USA) INC.Broker
January 2004 - January 2005 · 1 yr
American Express Financial Advisors INC.Broker
November 2002 - June 2003 · 7 mos
Ids Life Insurance CompanyBroker
November 2002 - June 2003 · 7 mos
American Express Financial Advisors INC.Broker
September 2002 - October 2002 · 1 mo
Ids Life Insurance CompanyBroker
September 2002 - October 2002 · 1 mo
State Registrations22 states
AZCACOCTFLGAILINKYMAMDMENCNHNJNMNYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Domin - Financial Advisor | TrueAdvisor